Lennis Paul Francis

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-06-27
CA	RA	APPROVED	2002-06-12

TX RA
APPROVED_RES

Since 2012-06-27
CA RA
APPROVED

Since 2002-06-12

Branch Locations

785 Alamo Dr Ste 190, Vacaville, CA 95688-5353 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Vacaville	CA	05/2002	Present

05/2002 → Present

Lpl Financial, Llc

Vacaville, CA

Other Businesses

1. 7/19/2002 - NON-VARIABLE INSURANCE - INSURANCE - VACAVILLE, CA. 2. 8/14/2007 - OTHER-DEPOSIT - FRANCIS FINANCIAL SERVICES, INC. - LPL COMMISSIONS AND FEE REVENUE DEPOSITED INTO CORPORATION ACCOUNT. - 5% TIME SPENT - VACAVILLE, CA.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-11-14

S63 Uniform Securities Agent State Law Examination

1997-11-14

Other Names

Lennis P Francis

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

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