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Richard Leishman

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Bethesda, MD

Wells Fargo Clearing Services, LLC

Bethesda, MD

Urbana, MD

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-05-27
  • MD RA
    APPROVED
    Since 2026-05-27

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

7600 Wisconsin Ave, 9Th Fl, Bethesda, MD 20814 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-06-18
VA RA APPROVED 2023-04-19
  • MD RA
    APPROVED
    Since 2024-06-18
  • VA RA
    APPROVED
    Since 2023-04-19

Branch Locations

7600 Wisconsin Ave Ste 900, Bethesda, MD 20814 • United States

Urbana, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Bethesda MD 05/2012 04/2023
Wells Fargo Advisors Financial Network Bethesda MD 05/2026 Present
Wells Fargo Clearing Services, Llc Mclean VA 04/2023 Present
  • 05/2012 → 04/2023
    Morgan Stanley Smith Barney
    Bethesda, MD
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    Bethesda, MD
  • 04/2023 → Present
    Wells Fargo Clearing Services, Llc
    Mclean, VA
Previous Registrations
  • 2012-06-22 → 2023-04-19
    Morgan Stanley
    Rockville, MD
    Bethesda, MD
  • 2006-08-31 → 2011-06-08
    Ubs Financial Services Inc.
    Washington, DC
    Bethesda, MD
    Weehawken, NJ
  • 2003-04-16 → 2006-08-08
    Banc Of America Investment Services, Inc.
    Chevy Chase, MD
    Chevy Chase, MD
  • 1999-01-01 → 2003-03-31
    Morgan Stanley Dw Inc.
    Chevy Chase, MD
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-10
S65 Uniform Investment Adviser Law Examination 1997-12-09
  • S63 Uniform Securities Agent State Law Examination
    1997-12-10
  • S65 Uniform Investment Adviser Law Examination
    1997-12-09
Other Names
  • Richard Neil Leishman

View on SEC IAPD

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