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Donald Lee Esstman

Rubinbrown Advisors LLC

St. Louis, MO

CRD 2954191

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Employer firm

Rubinbrown Advisors LLC CRD 116909

$3.86B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Rubinbrown Advisors Llc

7676 Forsyth Blvd. Suite 2100, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2006-01-23
MO RA APPROVED 2000-08-10
  • KS RA
    APPROVED
    Since 2006-01-23
  • MO RA
    APPROVED
    Since 2000-08-10

Branch Locations

230 South Bemiston Avenue, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rubinbrown Llp St. Louis MO 10/1989 Present
Rubinbrown Advisors St. Louis MO 01/2000 Present
Rubinbrown Brokerage Services, L.L.C. St. Louis MO 08/2000 Present
  • 10/1989 → Present
    Rubinbrown Llp
    St. Louis, MO
  • 01/2000 → Present
    Rubinbrown Advisors
    St. Louis, MO
  • 08/2000 → Present
    Rubinbrown Brokerage Services, L.L.C.
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-05
S63 Uniform Securities Agent State Law Examination 1997-12-23
  • S65 Uniform Investment Adviser Law Examination
    2000-02-05
  • S63 Uniform Securities Agent State Law Examination
    1997-12-23

View on SEC IAPD

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