Robert Mark Smith

Current Employers

Mark Smith Financial Services, Inc.

925 Broadbeck Drive Suite 230, Thousand Oaks Drive, CA 91320 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-07-14

CA RA
APPROVED

Since 2016-07-14

Branch Locations

925 Broadbeck Drive Suite 230, Thousand Oaks, CA 91320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mark Smith Financial Services, Inc.	Thousand Oaks	CA	05/2016	Present
R. Mark Smith, Cpa/Pfs, P.C.	Thousand Oaks	CA	01/1988	Present

05/2016 → Present

Mark Smith Financial Services, Inc.

Thousand Oaks, CA
01/1988 → Present

R. Mark Smith, Cpa/Pfs, P.C.

Thousand Oaks, CA

Other Businesses

R. Mark Smith, CPA/PFS, P.C. - accounting firm - President, CPA - start date: 1988 - not investment related - CPA duties approximately 60% of time spent on this activity.

Current Employers

Mark Smith Financial Services, Inc.

Disclosures

Employment History

Other Businesses

Designations

Other Names

Other Firms

Other Investors

Other Offices

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