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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Reno | NV | 06/2009 | 01/2025 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2025 |
| Wells Fargo Clearing Services, Llc | Reno | NV | 01/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
RENTAL PROPERTY (4988); INV RELATED; RENO, NV; 100% OWNERSHIP; 12/2020; 2 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | RENTAL PROPERTY (1081); INV RELATED; RENO, NV; 100% OWNERSHIP; 08/2013; 2 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | RENTAL PROPERTY (2160); INV RELATED; RENO, NV; 100% OWNERSHIP; 09/2014; 2 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | RENTAL PROPERTY (1693); INV RELATED; RENO, NV; 100% OWNERSHIP; 04/2012; 2 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | RENTAL PROPERTY (9900 - 1206); INV RELATED; RENO, NV; 100% OWNERSHIP; 04/2011; 2 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | RENTAL PROPERTY (9900-2601); INV RELATED; RENO, NV; 100% OWNERSHIP; 05/2010; 2 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | RENTAL PROPERTY (10736); INV RELATED; RENO, NV; 100% OWNERSHIP; 07/2014; 2 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | RENTAL PROPERTY (10370); INV RELATED; RENO, NV; 100% OWNERSHIP; 06/2013; 2 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-25 |
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