Mary Lynne Patch

Current Employers

Employment History

• 08/2014 → 03/2017
  Kestra Financial
  Naperville, IL
• 03/2017 → 11/2019
  Williams Group, Llc
  Dubuque, IA
• 10/2016 → Present
  Patch Retirement Plan Solutions, Llc
  Dubuque, IA
• 08/2014 → 11/2016
  Partners Wealth Management, Inc.
  Naperville, IL
• 08/2018 → 12/2018
  Fraternal Order Of Eagles
  Asbury, IA
• 08/2023 → Present
  Atlatl Advisers
  Dubuque, IA
• 08/2019 → 07/2023
  Ifp
  Tampa, FL
• 11/2016 → 08/2019
  Williams Group, Llc
  Dubuque, IA

Previous Registrations

• 2019-08-16 → 2023-07-31
  Independent Financial Partners
  Dubuque, IA
• 2017-06-02 → 2019-11-01
  Williams Group, Llc
  Dubuque, IA
• 2016-04-28 → 2017-03-28
  Kestra Advisory Services, Llc
  Naperville, IL
• 2014-08-28 → 2016-05-11
  Kestra Investment Services, Llc
  Naperville, IL
• 2012-03-14 → 2014-06-10
  Trademark Capital Management Inc
  Dubuque, IA
• 2001-05-12 → 2012-02-10
  Steele Capital Management, Inc.
  Dubuque, IA
• 2001-05-12 → 2002-12-31
  Steele Capital Management, Inc.
  Dubuque, IA

Other Businesses

(1) Patch Investment Solutions, LLC - DBA, Non-Investment Related, Dubuque, IA, ERISA consulting firm that assists advisors, consultants, and plan sponsors in assessing, improving, and enhancing retirement plans, owner since 10/2016, approximately 80 hours per month. (2) Rep Payee/Financial POA for Randy Sauser; Not investment related; 4871 Camelot Dr, Dubuque, IA 52002; Rep Payee; Handle financial activities for my disabled brother. Pay his bills and assist him with managing his money; less than 1% spent on OBA, 0% during trading. (3) Sister of Charity of the Blessed Virgin Mary; Not investment related; Religious Organization; 1100 Carmel Dr, Dubuque, IA 52003; Stewardship Committee Member; Committee meetings, review investments managed by Morgan Stanley, ask questions and provide feedback as needed; less than 1% spent, less than 1% during trading. (4) Patch Retirement Solutions, LLC; Not investment related; 4871 Camelot Dr Dubuque, IA 52002; Sole Proprietorship/Single Owner; ERISA Consulting sevices. Request Proposals, Plan Benchmarking, ERISA Project Consulting, Vendor Reviews and Management, Plan Design, Employee Education and Communication. These are project based; Start 10/27/16; 10 hrs/mo, 10 hrs/mo during trading. (5) Robert D Sauser Revocable Trust; not investment related; 4871 Camelot Drive, Dubuque, IA 52002; Trust; Trustee of Trust Fund for my deceased sibling. Manage the investment held by the trust and pay any bills; Start 2/23/2003; 1 hr/mo, 0 during trading. (6) Rep Payee Doug Sauser; not investment related; 4871 Camelot Dr Dubuque, IA 52002; Agent; Rep Payee for my disabled sibling; pay his living expenses bills from his Rep Payee account; Start 1/5/15; 1 hr/mo, 0 during trading. (7) American Retirement Association - Not investment related - 4401 N. Fairfax Drive, Suite 600, Arlington, VA 22203 - Co Chair of ASPPA Plan Consultant Magazine - Volunteer-Start: 11/1/2011 - 2 hr/mo, 2 hr/mo during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-12
• S63 Uniform Securities Agent State Law Examination
  1998-12-29

Other Names

• Mary Sauser
• Mary Lynne Sauser
• Mary L Sauser