Kevin Eugene Mahoney

Employer firm

Intellicents Investment Solutions Inc CRD 107498

$9.92B regulatory AUM 92 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1993 → 10/2020
  Fred M. Lee Financial Corporation Dba Financial Decisions
  Stockton, CA
• 04/2000 → 03/2023
  Western Associates, Inc. Dba Western Associates Insurance Servic
  Stockton, CA
• 03/1998 → 04/2021
  Financial Decisions, Inc.
  Stockton, CA
• 10/2020 → 03/2023
  Findec Wealth Services, Inc.
  Stockton, CA
• 10/2020 → 03/2023
  Findec Wealth Services, Inc.
  Stockton, CA
• 08/1993 → 12/2020
  Fred M. Lee Financial Corporation Dba Financial Decisions
  Stockton, CA
• 11/2020 → 03/2023
  Findec Benefit Services, Inc.
  Stockton, CA
• 08/2023 → Present
  Intellicents Investments Solutions, Inc
  Austin, TX
• 03/2023 → 08/2023
  Unemployed
  Austin, TX

Previous Registrations

• 2021-01-11 → 2022-12-31
  Findec Wealth Services, Inc.
  Stockton, CA
  Austin, TX
  Stockton, CA
  Austin, TX
• 2002-06-28 → 2021-04-23
  Financial Decisions, Inc.
  Stockton, CA
  Stockton, CA
• 2002-06-28 → 1996-06-03
  Financial Decisions, Inc.
  Stockton, CA

Other Businesses

1. Embedded Capital Advisors LLC, 488 Desert Willow Way, Austin, TX 78737. This is not investment related. Nature of the Business: Plan Administration and Consulting. Position: Manager. Start Date: 07/01/2023. 10 hours devoted during the month. 0 hours during trading hours. Individual will provide consulting services for non-advisory plan sponsors regarding plan design and administration. 2. FINANCIAL DECISIONS. SINCE 08/1993-12/2020. NOT INVESTMENT-RELATED. 5345 N. EL DORADO ST., STOCKTON, CA. THIRD PARTY ADMINISTRATOR (401K PLANS). POSITION-BUSINESS DEVELOPMENT OFFICER. DUTIES-RESPONSIBLE FOR CREATING THE SALES STRATEGIES AND POSITIONING THE COMPANY TO ACHIEVE BUSINESS GOALS. LEADS SALES TEAM IN ACQUIRING NEW BUSINESS RELATIONSHIPS. RESPONSIBLE FOR BUILDING AND RETAINING RELATIONSHIPS WITH EXISTING CLIENTS. 160 HOURS/MONTH. 6 HOURS/DAY DURING TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-03-23