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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-08-04 |
| NJ | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
2317 Rt 34 St 1D & 1E, Manasquan, NJ 08736 • United States
Hardeeville, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services | Saint Paul | MN | 09/2021 | 08/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 09/2021 | 08/2023 |
| Allied Wealth Partners | Manasquan | NJ | 09/2021 | Present |
| Franklin Resources | New York | NY | 02/2002 | 08/2021 |
| Cetera Wealth Services, Llc | Manasquan | NJ | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. AWP FIXED INSURANCE POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/15/2021 ADDRESS: 14 Walsh Drive, #100, Parsippany NJ 07054, United States DESCRIPTION: Fixed Insurance sales through outside carriers approved by Allied Wealth Partners 2. MARTIN INSURANCE GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2022 ADDRESS: 529 Prospect Plains Road, Building F, Suite 110, Cranbury NJ 08512, United States DESCRIPTION: Assist businesses in obtaining group health insurance when needed. 3. DELTA DENTAL POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 1639 Route 10, Parsippany NJ 07054, United States DESCRIPTION: To assist individuals with obtaining dental care when they cannot get it through their employers. 4. VSP INDIVIDUAL VISION PLANS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2022 ADDRESS: PO Box 2568, Frisco TX 75034, United States DESCRIPTION: To provide vision insurance for clients that cannot obtain insurance through employers. 5. RWJBH FIELD OF DREAMS POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2023 ADDRESS: 1500 N Bay Avenue, Toms River NJ 08753, United States DESCRIPTION: The Field of Dreams was created to provide communities in Monmouth & Ocean County, NJ an all-inclusive complex which has a playground and other multiple physical and cognitive environments which create and recognize everyone's right to fully participate in equitable play. This inclusive complex intentionally addresses the physical and social inclusion of people of all ages and abilities.As a board member I will work with the founder and other board members to fundraise for the complex as well as work to raise awareness of the complex. I will work along side other board members to plan fundraising events and will assist with marketing those events through social media and word of mouth.I have been a supporter of this project from day one including personally donating money to the project over the past 5+ years. 6. NAME OF OTHER BUSINESS: MOCEANS CENTER FOR INDEPENDENT LIVING; INVESTMENT RELATED: NO; ADDRESS: 213 BROADWAY, LONG BRANCH, NJ 07740; NATURE OF BUSINESS: BOARD; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH COMMUNITY OUTREACH TO BUILD AWARENESS AROUND MOCEANS MISSION TO BE A CONSUMER-DRIVEN, CONSUMER-CONTROLLED ORGANIZATION SERVING ALL PEOPLE WITH ANY DISABILITY, THEIR FAMILIES AND ALLIES IN MONMOUTH AND OCEAN COUNTY, NJ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-23 |
| S65 | Uniform Investment Adviser Law Examination | 1998-02-23 |
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