Frank Falco

Current Employers

Employment History

• 10/2007 → 11/2022
  Citigroup Global Markets Inc.
  New York, NY
• 11/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greatneck, NY

Previous Registrations

• 2021-09-04 → 2022-11-07
  Citigroup Global Markets Inc.
  Greenwich, CT
  New York, NY
  New York, NY

Other Businesses

I*1078260For profit or not for profit: Entity For ProfitName of outside business organization: The Falco Organization, Inc.Investment related: NAddress of business: Port Washington, New York, 11050Nature of business: ["S Corporation"]Position, title, association: ["Other"], Start date of relationship: 10/1/2012Number of hours devoted: 0.25 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Authorized Signer/Bill Payer, This is my wife, Roberta's S-Corp. She is the sole owner. She is a licensed real estate broker and travel agent. She collects her fees and her expenses are paid from the entity. I am currently an authorized signer on the business checking account and hand I*4560282 Entity Type: Entity For Profit Name of OBA: FFCARDZ Inc. Address: Port Washington, New York, 11050 Investment Related: No Position, Title, Association: Other Employee Start Date: 05/12/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: This is my son's business. He buys and sells collectibles, primarily trading cards including sports, Pokemon and other trading card games authorized signer for bill payment purposes

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-14
• S63 Uniform Securities Agent State Law Examination
  1997-11-04

Other Names

• Frank Falco
• Frank Anthony Falco