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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-10-22 |
Branch Locations
12122 Tesson Ferry Road Suite 201, Saint Louise, MO 63128 • United States
Saint Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Saint Louis | MO | 05/2015 | 10/2020 |
| Raymond James Financial Services, Inc. | Saint Louis | MO | 10/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Saint Louis | MO | 10/2020 | Present |
| Hogan Financial Group, Llc. | Saint Louis | MO | 10/2020 | Present |
(1)Name of Business: Hogan Financial Group LLC Address: 12122 Tesson Ferry Rd Ste 201, Saint Louis, MO, 63128, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/22/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: financial advisor (2)Name of Business: TrackMyGiving Address: 704 Linwood Blvd., St. Louis, MO, 63122, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/03/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I founded the company and own 90%, but will have another individual run the company day to day.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-09 |
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