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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-08-23 |
Branch Locations
300 Pettigru Street Suite 101, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 03/2003 | 08/2024 |
| Osaic Wealth, Inc. | Marietta | SC | 08/2024 | Present |
1) HAWKINS & BOUKATHER, LLC POSITION: OWNER, ADVISOR NATURE: INVESTMENTS, ASSET MANAGEMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2005 ADDRESS: 300 Pettigru Street, Suite 101, GREENVILLE SC 29601, United States DESCRIPTION: FINANCIAL ADVISOR. 2) APPOINTMENT WITH MULTIPLE CARRIERS POSITION: AGENT NATURE: INSURANCE, ANNUITIES INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1998 ADDRESS: 300 Pettigru Street, Suite 101, Greenville SC 29601, United States DESCRIPTION: SALES & SERVICING OF INSURANCE AND ANNUITY CONTRACTS. 3) RIVERSTEAD PROPERTY OWNERS ASSOCIATION POSITION: Board Member-At-Large NATURE: Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 310 Freeman Bridge Rd, Marietta SC 29661, United States DESCRIPTION: Participate in board meetings, work on special projects related to the subdivision. 4)HALLMARK BAPTIST CHURCH POSITION: bookkeeper NATURE: church INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 211 Bridges Rd, Simpsonville SC 29681, United States DESCRIPTION: Prepare a monthly report Manage the payment of bills by preparing checks for signatures by two pastors / deacons Assist the treasurer with budgeting No direct control of funds Unsure how indirect control of funds is defined
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-15 |
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