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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-06-15 |
Branch Locations
4200 Nw Fruit Valley Road, Vancouver, WA 98660 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
6424 E. Greenway Pkwy, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 04/2012 | 07/2019 |
| Spc | Ann Arbor | MI | 04/2012 | 07/2019 |
| Kestra Investment Services Llc | Vancouver | WA | 01/2021 | Present |
| Unemployed | Vancouver | WA | 07/2019 | 01/2021 |
| Kestra Advisory Services Llc | Vancouver | WA | 01/2021 | Present |
Business Name: Parthenon Wealth Advisors Investment Related: Yes Address: 4200 NW Fruit Valley Rd, Ste A-100 Vancouver WA 98660 Nature of Business: Registered Field Assistant Position, Title or Relationship: Registered Field Assistant Start Date: 1/6/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: operational duties, answering phones, etcBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy Bldg 2, Ste 400 Austin TX 78735 Nature of Business: Registered Field Assistant; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Registered Assistant Start Date: 1/4/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Client service and relationship management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-24 |
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