Best Investors Account Sign in

Mark Longa

Wells Fargo Clearing Services, LLC

Phoenix, AZ

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-11
  • AZ RA
    APPROVED
    Since 2025-09-11

Branch Locations

2425 E Camelback Rd Ste 1050, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Phoenix AZ 08/2018 09/2025
Osaic Wealth, Inc. Jersey City NJ 09/2023 08/2024
Lpl Enterprise, Llc Fort Mill SC 09/2024 07/2025
Wells Fargo Clearing Services, Llc Scottsdale AZ 09/2025 Present
Wells Fargo Advisors Financial Network Phoenix AZ 04/2026 Present
Charles Schwab Bank Phoenix AZ 02/2016 08/2018
Charles Schwab &Co., Inc. Phoenix AZ 08/1999 08/2018
  • 08/2018 → 09/2025
    Royal Alliance
    Phoenix, AZ
  • 09/2023 → 08/2024
    Osaic Wealth, Inc.
    Jersey City, NJ
  • 09/2024 → 07/2025
    Lpl Enterprise, Llc
    Fort Mill, SC
  • 09/2025 → Present
    Wells Fargo Clearing Services, Llc
    Scottsdale, AZ
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network
    Phoenix, AZ
  • 02/2016 → 08/2018
    Charles Schwab Bank
    Phoenix, AZ
  • 08/1999 → 08/2018
    Charles Schwab &Co., Inc.
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-23
S63 Uniform Securities Agent State Law Examination 1997-12-17
  • S66 Uniform Combined State Law Examination
    2016-05-23
  • S63 Uniform Securities Agent State Law Examination
    1997-12-17
Other Names
  • Mark Longa
  • Mark Paul Longa

View on SEC IAPD

Other Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
ROBERT W. BAIRD & CO. INCORPORATED
MARINER

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor