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Kenneth James Alfonso

Edward Jones

Katy, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-03
  • TX RA
    APPROVED
    Since 2022-06-03

Branch Locations

24210 Westheimer Pkwy Suite 500, Katy, TX 77494-7322 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2013 05/2019
Olympic View Swim Club Normandy Park WA 07/2010 04/2020
Matvey Foundation Repair Inc Burien WA 05/2019 09/2020
Edward Jones St. Louis MO 10/2020 Present
Kennedy Catholic High School Burien WA 08/2017 04/2020
  • 07/2013 → 05/2019
    Edward Jones
    St Louis, MO
  • 07/2010 → 04/2020
    Olympic View Swim Club
    Normandy Park, WA
  • 05/2019 → 09/2020
    Matvey Foundation Repair Inc
    Burien, WA
  • 10/2020 → Present
    Edward Jones
    St. Louis, MO
  • 08/2017 → 04/2020
    Kennedy Catholic High School
    Burien, WA
Previous Registrations
  • 2013-09-03 → 2019-05-30
    Edward Jones
    Des Moines, WA
    Burien, WA
    Federal Way, WA
    St Louis, MO
  • 2003-03-21 → 2004-02-24
    Ubs Financial Services Inc.
    Stockton, CA
  • 1998-08-24 → 2003-03-25
    Morgan Stanley Dw Inc.
    Stockton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-30
S63 Uniform Securities Agent State Law Examination 1997-11-12
S65 Uniform Investment Adviser Law Examination 1997-11-12
  • S66 Uniform Combined State Law Examination
    2013-08-30
  • S63 Uniform Securities Agent State Law Examination
    1997-11-12
  • S65 Uniform Investment Adviser Law Examination
    1997-11-12
Other Names
  • Kenneth James Alfonso

View on SEC IAPD

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ENCOMPASS ADVISORY SERVICES, LLC · KATY, TX
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J.P. MORGAN SECURITIES LLC · KATY, TX
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