Penny Gae Frank

Employer firm

Spire Wealth Management, LLC CRD 113908

$4.51B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• INSURANCE, RETIREMENT & ESTATE PLANNING, DIVORCE PLANNING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 09/2023
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 01/2017 → 09/2023
  Flying Horse Realty
  Colorado Springs, CO
• 07/2016 → 12/2016
  Ushealth Advisors
  Colorado Springs, CO
• 09/2023 → Present
  Spire Investment Partners
  Colorado Springs, CO

Previous Registrations

• 2018-06-06 → 2023-10-27
  United Capital Financial Advisors
  Colorado Springs, CO
  Denver, CO
  Denver, CO
• 2001-04-16 → 2012-10-30
  Charles Schwab & Co., Inc.
  Colorado Springs, CO
  Colorado Springs, CO

Other Businesses

1. I AM AN INSURANCE AGENT, LICENSED FOR LIFE INSURANCE, HEALTH INSURANCE AND/OR ANNUITY LINES OF BUSINESS WITH UNITED CAPITAL RISK MANAGEMENT. I MAY RECEIVE COMPENSATION FROM INSURANCE COMPANIES FOR THE SALES OF INSURANCE PRODUCTS TO CLIENTS OR OTHER INDIVIDUALS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-05
• S63 Uniform Securities Agent State Law Examination
  1997-10-28

Designations

• Certified Financial Planner

Other Names

• Penny G Dokken
• Penny Gae Fretheim
• Penny Gae Fretheim
• Penny Gae Dokken