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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-10-03 |
| TX | RA | APPROVED | 2019-10-02 |
Branch Locations
Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States
Bryn Mawr, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bala Cynwyd | PA | 11/2006 | 10/2019 |
| Bank Of America, N.A. | Bala Cynwyd | PA | 07/2011 | 10/2019 |
| Rbc Capital Markets, Llc. | Conshohocken | PA | 10/2019 | Present |
| City National Bank | Conshohocken | PA | 12/2019 | Present |
I*41489 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE LITTLE QUAKERS YOUTH FOOTBALL ORGANIZATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: PHILA, PENNSYLVANIA 19006 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/5/2011 NUMBER OF HOURS DEVOTED: 10 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ORGANIZATIONAL, FUNDRAISING (2) NAME OF ENTITY: The Mann Music Center ADDRESS: 5201 Parkside Ave, Phila. Pa 19131 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Performing Arts Venue CAPACITY: Board of Directors * START DATE: 4/15/22 DUTIES: Please see Summary of Responsibilities Overview HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Real Estate Land Development ADDRESS: 54210 Maple Lane Ave South Bend IN 46635 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Assets/Products START DATE: May 08, 2026 CAPACITY: Sole Proprietor DUTIES: Bought a home in South Bend IN to rent to college students, August - May. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-19 |
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