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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-10-03
TX RA APPROVED 2019-10-02
  • PA RA
    APPROVED
    Since 2019-10-03
  • TX RA
    APPROVED
    Since 2019-10-02

Branch Locations

Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States

Bryn Mawr, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bala Cynwyd PA 11/2006 10/2019
Bank Of America, N.A. Bala Cynwyd PA 07/2011 10/2019
Rbc Capital Markets, Llc. Conshohocken PA 10/2019 Present
City National Bank Conshohocken PA 12/2019 Present
Previous Registrations
Other Businesses

I*41489 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE LITTLE QUAKERS YOUTH FOOTBALL ORGANIZATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: PHILA, PENNSYLVANIA 19006 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/5/2011 NUMBER OF HOURS DEVOTED: 10 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ORGANIZATIONAL, FUNDRAISING (2) NAME OF ENTITY: The Mann Music Center ADDRESS: 5201 Parkside Ave, Phila. Pa 19131 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Performing Arts Venue CAPACITY: Board of Directors * START DATE: 4/15/22 DUTIES: Please see Summary of Responsibilities Overview HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Real Estate Land Development ADDRESS: 54210 Maple Lane Ave South Bend IN 46635 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Assets/Products START DATE: May 08, 2026 CAPACITY: Sole Proprietor DUTIES: Bought a home in South Bend IN to rent to college students, August - May. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-26
S63 Uniform Securities Agent State Law Examination 1997-12-19
  • S66 Uniform Combined State Law Examination
    2007-03-26
  • S63 Uniform Securities Agent State Law Examination
    1997-12-19
Other Names
  • William Andrew Gallagher

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