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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-03 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
2625 N Loop Dr Ste 2200, Ames, IA 50010 • United States
1200 Valley West Dr Ste 608, West Des Moines, IA 50266 • United States
W Des Moines, IA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | West Des Moines | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | West Des Moines | IA | 03/2020 | Present |
Business Ownership; C & C Real Estate, LLC; consulting; This business owns rental real estate.; 2621 Crown Flair Drive, , West Des Moines, IA, 50265-3273; Investment-Related; 07/15/2003; 1 to 9 hours per month; 0 during trading hours. Board of Directors; St Vincent de Paul Society Des Moines District Council; Treasurer; 801 73rd St, Suite J, , Windsor Heights, IA, 50324; Not Investment-Related; 10/01/2008; 1 to 9 hours per month; 1 to 9 during trading hours / Des Moines AM Rotary Foundation; Foundation Member; P.O. Box 172, , Altoona, IA, 50009; Not Investment-Related; 07/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Loras College CFP Advisory Council; Loras College Financial Planning Program - provide insights to what a financial planner does in the real world; 1450 Alta Vista Drive, , Dubuque, IA, 52001; Investment-Related; 07/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-12-18 |
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