Patricia Elaine Veney

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → Present
  Veney Financial Group
  Windsor Mill, MD
• 04/2014 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 04/2014 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Owings Mills, MD
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Owings Mills, MD
• 01/2024 → Present
  Osaic Wealth, Inc.
  Owings Mills, MD

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Owings Mills, MD
• 2014-04-24 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Windsor Mill, MD
  Owings Mills, MD
• 2012-09-26 → 2014-04-14
  Colorado Financial Service Corporation
  Ponte Vedra, FL
  Windsor Mill, MD
• 1998-11-25 → 2012-06-29
  Money Concepts Capital Corp
  Windsor Mill, MD
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Windsor Hill, MD

Other Businesses

1) INSURANCE AGENT. POSITION: Insurance Agent. NATURE: Insurance agent offering fixed annuities, life, and long term care. INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 04/23/2014 ADDRESS: 300 Red Run Blvd, Suite 110, Owings Mills MD 21117, United States DESCRIPTION: Meeting with clients to discuss need for life insurance and/or LTC insurance. Go over illustrations to determine what best fits their needs/budget. Complete applications with client. 2) CPA/TAX PREPARATION POSITION: CPA NATURE: CPA/Tax Preparation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 04/23/2014 ADDRESS: 300 Red Run Blvd, Suite 110, Owings Mills MD 21117, United States DESCRIPTION: Tax preparation, tax consultation, accounting/bookkeeping. 3) VENEY WEALTH MANAGEMENT POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 04/23/2014 ADDRESS: 300 Red Brook Blvd, Suite 110, Owings Mills MD 21117, United States DESCRIPTION: Meeting with clients to discuss need for life insurance and/or long term care based on their needs and their budget. I complete and submit applications to various vendors 4) VENEY FINANCIAL GROUP POSITION: Coach NATURE: Speaking and Financial Workshops for individuals, couples and business owners. Focusing on how to successfully run a business and how to be financially successful. I will be doing this in my capacity as a CPA and will not be discussing securities or investing in my workshops. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2017 ADDRESS: 300 Red Brook Blvd, Suite 110, Owings Mills MD 21117, United States DESCRIPTION: Meeting with groups to discuss taxes, finances, debt, credit and building a successful business. It also entails me speaking to various organizations in references to the same topics. 5) VENEY FINANCIAL GROUP POSITION: CPA NATURE: Accounting and tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 09/01/2014 ADDRESS: 300 Red Brook Blvd, Suite 110, Owings Mills MD 21117, United States DESCRIPTION: Tax Preparation, small business accounting

Exams

• S66 Uniform Combined State Law Examination
  1998-07-02