Best Investors Account Sign in
Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
TX RA APPROVED 2006-01-25
  • NY RA
    APPROVED
    Since 2021-04-07
  • TX RA
    APPROVED
    Since 2006-01-25

Branch Locations

Barton Oaks Plaza Ii 901 S. Mopac Expressway, Suite 210, Austin, TX 78746 • United States

711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Austin TX 01/2006 Present
Previous Registrations
Other Businesses

1. THE GRACE GENTRY TRUST-P.O.BOX 7933, ASPEN, CO 81611-TRUSTEE SINCE 04-29-2022 - PARENTS OF GRACE GENTRY ARE CLOSE FRIENDS CLATYON GENTRY AND HAYLEY GENTRY. LESS THAN ONE HOUR PER MONTH-DUTIES: TO INVEST AND OVERSEE THE ASSETS HELD IN THIS TRUST, FOR THE BENEFIT OF GRACE GENRTY. 2. DISCO SHARK LLC. 10 HOURS PER MONTH SUPERVISING FARM ACTIVITES, BEES COWS AND GROWING FRUIT TREES. REGISTERED TO MY RESIDENTIAL ADDRESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-10-14
  • S66 Uniform Combined State Law Examination
    1998-10-14
Other Names
  • Daniel J Stahlie

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor