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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| TX | RA | APPROVED | 2006-01-25 |
Branch Locations
Barton Oaks Plaza Ii 901 S. Mopac Expressway, Suite 210, Austin, TX 78746 • United States
711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Austin | TX | 01/2006 | Present |
1. THE GRACE GENTRY TRUST-P.O.BOX 7933, ASPEN, CO 81611-TRUSTEE SINCE 04-29-2022 - PARENTS OF GRACE GENTRY ARE CLOSE FRIENDS CLATYON GENTRY AND HAYLEY GENTRY. LESS THAN ONE HOUR PER MONTH-DUTIES: TO INVEST AND OVERSEE THE ASSETS HELD IN THIS TRUST, FOR THE BENEFIT OF GRACE GENRTY. 2. DISCO SHARK LLC. 10 HOURS PER MONTH SUPERVISING FARM ACTIVITES, BEES COWS AND GROWING FRUIT TREES. REGISTERED TO MY RESIDENTIAL ADDRESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-10-14 |
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