Katrina Marie Hanks

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-05-02

TX RA
APPROVED

Since 2014-05-02

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Scottsdale	AZ	05/2014	Present

05/2014 → Present

Ubs Financial Services Inc.

Scottsdale, AZ

Previous Registrations

2009-06-01 → 2014-05-20

Morgan Stanley

Scottsdale, AZ

Scottsdale, AZ

Purchase, NY

Scottsdale, AZ
2007-04-03 → 2009-06-01

Citigroup Global Markets Inc.

Scottsdale, AZ

Scottsdale, AZ

Other Businesses

GREENFIELD ELEMENTARY PARENT TEACHER STUDENT ORGANIZATION- ELEMENTARY SCHOOL- TREASURER- AUGUST 08-09- BALANCE PTSO BOOKS BUDGET- 5 HOURS A MONTH- 0 COMPENSATION

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-03-23
S63	Uniform Securities Agent State Law Examination	1999-01-08

S65 Uniform Investment Adviser Law Examination

2007-03-23
S63 Uniform Securities Agent State Law Examination

1999-01-08

Other Names

Katrina M Hanks

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews