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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
ME RA APPROVED 2023-05-04
VA RA APPROVED 2021-04-01
DC RA APPROVED 2016-05-12
MD RA APPROVED 2016-03-30
  • TX RA
    APPROVED
    Since 2025-01-03
  • ME RA
    APPROVED
    Since 2023-05-04
  • VA RA
    APPROVED
    Since 2021-04-01
  • DC RA
    APPROVED
    Since 2016-05-12
  • MD RA
    APPROVED
    Since 2016-03-30

Branch Locations

1800 Tysons Blvd Suite 360, Mclean, VA 22102 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Washington DC 03/2016 05/2022
Steward Partners Investment Advisory, Llc Mclean VA 03/2016 Present
Raymond James Financial Services Advisors Inc. Washington DC 03/2016 05/2022
Steward Partners Global Advisory, Llc Mclean VA 03/2016 Present
Steward Partners Investment Solutions, Llc Mclean VA 05/2022 Present
Previous Registrations
  • 2016-04-11 → 2016-12-08
    Washington, DC
  • 2008-02-26 → 2016-03-18
    Arlington, VA
    Washington, DC
    Washington, DC
    Bethesda, MD
    Columbia, MD
    Washington, DC
    Washington, DC
  • 2006-02-14 → 2008-01-28
    Truist Investment Services, Inc.
    Arlington, VA
    Great Falls, VA
    Laurel, MD
    Arlington, VA
    Arlington, VA
  • 2003-09-10 → 2006-01-11
    Ameriprise Advisor Services, Inc.
    Washington, DC
    Washington, DC
Other Businesses

(2)Name of Business: Steward Partners Global Advisory Address: 1776 I St NW Ste 700, Washington, DC, 20006, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/08/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Install insurance products listed (3)Name of Business: Steward Partners Investment Advisory LLC Address: 1776 I St NW Ste 700, Washington, DC, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 03/16/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: provide Advisory services for clients (4)Name of Business: The Verus Team Address: 1776 I St NW Ste 700, Washington, DC, 20006, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/10/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (5)Name of Business: Trust Address: 1776 I St NW Ste 700, Washington, DC, United States Activity Type: Control Person Position/Title: Trustee Investment Related: No Start Date: 05/12/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Successor trustee (6) Name of Business: Arlington Soccer Association; Address: 5210 Wilson Blvd., Arlington, VA; Activity Type: Board/Committee Membership; Position/Title: Rec Committee Chair; Investment Related: No; Start Date: 07/23/2024; Hours per month devoted to this business: 6; Hours per month devoted to this business during trading hours: 0; Description of duties: Chair meeting of Rec Committee, serve on ASA Board

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-29
S63 Uniform Securities Agent State Law Examination 1997-11-14
  • S65 Uniform Investment Adviser Law Examination
    2003-08-29
  • S63 Uniform Securities Agent State Law Examination
    1997-11-14
Designations

View on SEC IAPD

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