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Matthew Alan Mcfarland

R M Davis Inc

Portland, ME

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Current Employers
R M Davis Inc

24 City Center, Portland, ME 04101-4069 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2013-04-09
ME RA APPROVED 2013-01-15
  • NH RA
    APPROVED
    Since 2013-04-09
  • ME RA
    APPROVED
    Since 2013-01-15

Branch Locations

24 City Center, Portland, ME 04101-4069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R. M. Davis, Inc. Portland ME 01/2013 Present
Previous Registrations
  • 2010-06-09 → 2013-01-22
    People'S Securities, Inc.
    Portsmouth, NH
  • 2005-04-21 → 2009-10-28
    Chittenden Securities, Llc.
    Portsmouth, NH
    Portsmouth, NH
  • 2004-10-20 → 2005-04-19
    Banc Of America Investment Services, Inc.
    Windham , ME
  • 2003-07-29 → 2004-10-20
    Quick & Reilly, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-11
S63 Uniform Securities Agent State Law Examination 1997-10-17
  • S65 Uniform Investment Adviser Law Examination
    1999-02-11
  • S63 Uniform Securities Agent State Law Examination
    1997-10-17

View on SEC IAPD

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Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
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BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
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