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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| MD | RA | APPROVED | 2009-04-23 |
Branch Locations
1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States
23131 Three Notch Road Suite 200, California, MD 20619 • United States
Harwood, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Annapolis | MD | 04/2009 | Present |
1) FREEWILL LLC.; ADDRESS: PERSONAL RESIDENCE/BVI; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: CHARTER BOAT IN BVI; CAPACITY: OWNER-PASSIVE; START DATE: 10/30/2018; DUTIES: JUST PURCHASE AND PROVIDE THE BOAT. THEY FACILITATE ALL MAINTENANCE, ADVERTISING AND CREATION OF REVENUES FROM ASSOCIATED CHARTER BUSINESS. I RECEIVE A FIXED INCOME OFF THE BOARD ON AN ANNUAL BASIS; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. 2) Name: FreeWill Farm LLC Address: 4429 Muddy Creek Rd Harwood, MD 20776 Business Description: Horse Farm Business is not investment related Projected Start Date: 01/01/19 Capacity: Sole Proprietor Duties Performed: I am renovating a horse farm with the intent to create revenues by boarding horses and hosting events to help offset costs Devoted to this OBA per Month: 5-10hrs Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-26 |
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