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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tyler | TX | 08/2012 | Present |
1. 07/12/2012 - Income Solutions Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 01/07/2013: LAB INVESTMENTS, LLC / FOR ACCOUNTING PURPOSES ONLY; NOT HELD OUT TO THE PUBLIC / TYLER, TX 3. 04/10/2014 - NON-VARIABLE INSURANCE - WOULD LIKE TO CONTINUE TO WRITE LIFE INSURANCE BUSINESS THROUGH THE GENERAL AGENT THAT I HAVE USED FOR 10+ YEARS. - TIME SPENT 1% - TYLER, TX. 4. 08/07/2023 - Rise Again-my journey back from bottom through faith, family, and finance - Other - Writing a book - Author - Not Investment Related - Home Based - Start Date 06/01/2023 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-21 |
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