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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-22 |
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
166 W Commercial St, East Rochester, NY 14445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed Gsr & Associates, Inc. | East Rochester | NY | 01/1997 | Present |
| Investors Capital Corporation | Lynnfield | MA | 06/2001 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | 08/2018 |
| Lpl Financial Llc | East Rochester | NY | 08/2018 | Present |
1)08/16/2018 - Real Estate Rental - Owner - inv rel - East Rochester, NY - start: 02/1999 - 1 hr/mth 2) 08/16/2018 - GSR & ASSOCIATES, INC - Tax Prep/Accounting/CPA - inv rel - at reported business location(s) - start 01/1996
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-25 |
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