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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-08-31 |
| NV | RA | APPROVED | 2025-06-08 |
| NH | RA | APPROVED | 2022-11-22 |
| AZ | RA | APPROVED | 2020-08-07 |
| WA | RA | APPROVED | 2014-11-18 |
| OR | RA | APPROVED | 2014-08-19 |
| CA | RA | APPROVED | 2003-01-29 |
Branch Locations
9053 Soquel Drive Suite 203-B, Aptos, CA 95003 • United States
5353 Scotts Valley Drive Suite A, Scotts Valley, CA 95066 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | San Mateo | CA | 01/2003 | Present |
| Agia | Houston | TX | 12/2022 | Present |
1)Community Foundation of Santa Cruz County, non investment related, 7808 Soquel Drive, Aptos, CA 95003. Non Profit Community Philanthropy organization, Community Board Member, Started approximately January 2013. 2 hours a month, 1 hour a month during trading hours, Duties include providing stewardship to the non profit staff in administering donor giving. I currently serve on the philanthropy and Finance committee for the agency. 2) Own Legal Accesory Dwelling Unit which I currently rent as an investment. Annual income is currently $17,800 for this year. The address of the unit is 148 Anthony Street, Santa Cruz, CA 95060. My wife and I are the owners of the unit. We build the unit over 9 years ago (2007). I spend less than 5% of my time to managing the property, collecting rents, and scheduling any upgrades or repairs. RENTAL POSITION: owners NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2007 ADDRESS: 148 Anthony Street, Santa Cruz CA 95060, United States DESCRIPTION: I spend less than 5% of my time managing the property, i,e, collecting rent and scheduling any upgrades or repairs. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-29 |
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