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Manuel Alfonso Baca

Wells Fargo Clearing Services, LLC

Aptos, CA

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-25
  • CA RA
    APPROVED
    Since 2024-04-25

Branch Locations

7701 Soquel Dr, Aptos, CA 95003 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Ramon CA 05/2015 11/2016
Wells Fargo Clearing Services, Llc Danville CA 11/2016 02/2021
Fidelity Investments Campbell CA 08/2022 01/2023
Unemployed Santa Cruz CA 02/2021 07/2021
West Coast Fitness Llc Santa Cruz CA 07/2021 08/2022
Wells Fargo Clearing Services, Llc San Jose CA 01/2023 Present
Wells Fargo Bank, Na San Jose CA 01/2023 Present
  • 05/2015 → 11/2016
    Wells Fargo Advisors, Llc
    San Ramon, CA
  • 11/2016 → 02/2021
    Wells Fargo Clearing Services, Llc
    Danville, CA
  • 08/2022 → 01/2023
    Fidelity Investments
    Campbell, CA
  • 02/2021 → 07/2021
    Unemployed
    Santa Cruz, CA
  • 07/2021 → 08/2022
    West Coast Fitness Llc
    Santa Cruz, CA
  • 01/2023 → Present
    Wells Fargo Clearing Services, Llc
    San Jose, CA
  • 01/2023 → Present
    Wells Fargo Bank, Na
    San Jose, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-25
S63 Uniform Securities Agent State Law Examination 2014-10-14
  • S65 Uniform Investment Adviser Law Examination
    2024-04-25
  • S63 Uniform Securities Agent State Law Examination
    2014-10-14
Other Names
  • Manuel Alfonso Baca
  • Manuel Baca

View on SEC IAPD

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Other Investors

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HORACI VILLAR
JULIE KAY TAURIAINEN
Forrest Paul Macierez
Ryan K Yasukawa
SCOTT ANTHONY BLOOM
Ryan Janusz Ozog
MARY ELIZABETH BELLIZZI

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · APTOS, CA
U.S. BANCORP ADVISORS, LLC · Aptos, CA
CENTAURUS FINANCIAL, INC. · APTOS, CA
EDWARD JONES · APTOS, CA
THRIVENT INVESTMENT MANAGEMENT INC. · APTOS, CA
FINANCIAL PLANNING ASSOCIATES · APTOS, CA
FINANCIAL PLANNING ASSOCIATES · APTOS, CA
DISCIPLINED GROWTH CAPITAL, LLC · APTOS, CA

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