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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-05
MN RA APPROVED 2013-11-18
  • TX RA
    APPROVED
    Since 2023-04-05
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

10810 Old County Road 15, Plymouth, MN 55441 • United States

Loretto, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Edina MN 09/2005 03/2020
Ameriprise Financial Services, Llc Plymouth MN 03/2020 Present
Other Businesses

Business Ownership; TC Family LLC; Financial advisor and CFO; ; 10810 Old County Rd 15, Plymouth, MN 55441, ,; Investment-Related; 04/01/2018; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; TC Family LLC; Chief Financial Officer - Advisor and managing company financials.; ; 10810 Old County Road 15, , Plymouth, MN, 55441; Investment-Related; 01/01/2021; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-15
  • S63 Uniform Securities Agent State Law Examination
    1997-12-15
Designations
Other Names
  • Brian W Mickelson

View on SEC IAPD

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