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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-11-12 |
| TX | RA | APPROVED_RES | 2025-11-08 |
Branch Locations
1444 45Th Street South, Fargo, ND 58103 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Fargo | ND | 05/2013 | 11/2023 |
| Raymond James Financial Services, Inc. | Fargo | ND | 04/2024 | 11/2025 |
| Unemployed | Fargo | ND | 11/2023 | 03/2024 |
| Raymond James Financial Services Advisors, Inc. | Fargo | ND | 04/2024 | 11/2025 |
| Bremer Bank | Fargo | ND | 04/2024 | 11/2025 |
| Lpl Financial, Llc | Fargo | ND | 11/2025 | Present |
| Old National Bank | Fargo | ND | 11/2025 | Present |
| Old National Wealth Advisors | Fargo | ND | 11/2025 | Present |
1. 08/2025 - Old National Bank Employee Referral Program - Financial Institution Duty - Investment Related - 20 Hrs/Mth - 1 Hrs During Trading - Fargo, ND 58103 - OBA Start Date: 11/07/2025 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Old National Wealth Advisors - Investment Related - At Reported Business Location(s) - Start Date: 08/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-21 |
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