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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2002-07-08 |
Branch Locations
130 Industrial Blvd Suite 100, Sugarland, TX 77478 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David A Evans & Assoc Pc | Houston | TX | 07/1996 | Present |
| J.W. Cole Financial, Inc. | Sugarland | TX | 09/2003 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 01/2009 | Present |
(1) A) E FINANCIAL GROUP B) DOING BUSINESS AS (DBA) COMPANY MARKETING NAME (2) A) DAVID EVANS B) FIXED INSURANCE C) INSURANCE BROKER OR AGENT D) 20-40 HOURS PER MONTH. (3) A) DAVID EVANS & ASSOCIATES B) NON-INVESTMENT RELATED D) TAXES E) OWNER G) 20 HOURS PER MONTH H) 10 TRADING HOURS PER MONTH (4) MILLARD BAKER EVANS AND YVONNE TAYLOR EVANS TRUST; CO-STRUSTEE; 10/13/2013
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-02 |
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