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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-22
FL RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2010-02-22
  • FL RA
    APPROVED
    Since 2009-10-05

Branch Locations

1 Daytona Blvd Ste 270 Fl 2Nd, Daytona Beach, FL 32114 • United States

1721 Se 16Th Ave Ste 103, Ocala, FL 34471-4741 • United States

New Smyrna Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Daytona Beach FL 10/2009 03/2020
Ameriprise Financial Services, Inc. Daytona Beach FL 10/2009 03/2020
Ameriprise Financial Services, Llc Daytona Beach FL 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Daytona Beach, FL
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Daytona Beach, FL
  • 03/2020 → Present
    Daytona Beach, FL
Previous Registrations
  • 2003-08-27 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Daytona Beach, FL
    Daytona Beach, FL
  • 2003-03-07 → 2003-07-09
    Daytona Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-06
S63 Uniform Securities Agent State Law Examination 1997-10-31
  • S65 Uniform Investment Adviser Law Examination
    2001-04-06
  • S63 Uniform Securities Agent State Law Examination
    1997-10-31

View on SEC IAPD

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