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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-05-02
  • IL RA
    APPROVED
    Since 2022-05-02

Branch Locations

15321 South 94Th Ave Suite 101, Orland Park, IL 60462 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Services Cincinnati OH 03/2014 Present
Western Southen Life Orland Park IL 02/2014 Present
  • 03/2014 → Present
    W&S Brokerage Services
    Cincinnati, OH
  • 02/2014 → Present
    Western Southen Life
    Orland Park, IL
Previous Registrations
  • 2002-08-29 → 2014-02-13
    Msi Financial Services, Inc.
    Orland Park, IL
    Orland Park, IL
    Orland Park, IL
    Orland Park, IL
Other Businesses

WESTERN SOUTHERN LIFE- NO- ORLAND PARK, IL- FULL TIME SALES MANAGER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-29
S63 Uniform Securities Agent State Law Examination 1997-11-17
  • S65 Uniform Investment Adviser Law Examination
    2000-08-29
  • S63 Uniform Securities Agent State Law Examination
    1997-11-17
Designations
Other Names
  • David Adamson

View on SEC IAPD

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