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Thomas R. Waller

Edward Jones

Janesville, WI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-12
WI RA APPROVED 1998-03-10
  • TX RA
    APPROVED_RES
    Since 2019-03-12
  • WI RA
    APPROVED
    Since 1998-03-10

Branch Locations

2100 W Court St Suite 150, Janesville, WI 53548-3424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Janesville WI 08/1997 Present
  • 08/1997 → Present
    Edward D. Jones & Co., L.P.
    Janesville, WI
Other Businesses

BLACKHAWK TECHNICAL COLLEGE PO BOX 5009, JANESVILLE, WI 53547 INSTRUCTOR STARTED: 01/2003 2 HRS WORKED INSTRUCTING AVDANCED EQUITY CLASS * SELF EMPLOYED FOOD VENDOR OWNER * Janesville Performing Arts Center Type of business: non-profit theatre Janesville, WI Start date: 5/6/2023 Volunteer Hours per week: 1 Hours during trading: 0 Bartender

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-10-30
  • S63 Uniform Securities Agent State Law Examination
    1997-10-30
Other Names
  • Tom Waller
  • Thomas Raymond Waller

View on SEC IAPD

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