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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-07-07
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2008-07-07
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

43460 Ridge Park Dr Ste 200, Temecula, CA 92590 • United States

Temecula, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Temecula CA 09/1997 03/2020
Ameriprise Financial Services, Llc Temecula CA 03/2020 Present
Other Businesses

Board of Directors; Temecula Valley Hospital Advisory Board; Member; 31700 Temecula PkwyTemecula, CA 92592, ,; ; 10/11/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Southwest Healthcare Board of Governors; unknown at this time; 25500 Medical Center Drive, , Murrieta, CA, 92562; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Professional Women's Roundtable; Advisor; PO Box 387, , MURRIETA, CA, 92564; Not Investment-Related; 09/02/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Rock Your Red; Board Member; 28360 Old Town St , PO Box 1641, Temecula, CA, 92590; Not Investment-Related; 03/02/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Professional Women's Roundtable Scholarship committee; This is a non-profit organization that gives out 6 $3,000 scholarships per year. My participation in this is simply sitting on the committee, reading the applications, voting on who i think should be selected for an interview, and possibly helping to conduct the interviews. It should take about 10 hours total in 2024.; PO Box 387, , MURRIETA, CA, 92564; Not Investment-Related; 03/28/2024; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-11-03
  • S63 Uniform Securities Agent State Law Examination
    1997-11-03
Other Names
  • Lori Lee France
  • Lori L France

View on SEC IAPD

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