Grace Jie Feng Ma

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Morgan Stanley Smith Barney
  Cupertino, CA

Previous Registrations

• 2012-04-23 → 2012-08-06
  Wells Fargo Clearing Services, Llc
  San Jose, CA
• 2004-06-10 → 2007-10-09
  Charles Schwab & Co., Inc.
  Campbell, CA
  Campbell, CA
• 2003-07-02 → 2004-05-24
  Td Ameritrade, Inc.
  San Jose, CA

Exams

• S66 Uniform Combined State Law Examination
  2003-06-19
• S63 Uniform Securities Agent State Law Examination
  1998-01-05

Other Names

• Grace Jie Feng Ma
• Grace J Feng
• Grace Jie Feng
• Grace Jie Feng
• Grace Jie Fend Ma