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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-07-20
  • CT RA
    APPROVED
    Since 2026-07-20

Branch Locations

55 Railroad Ave, Greenwich, CT 06830 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Hartford CT 05/2007 05/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich CT 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-02
S63 Uniform Securities Agent State Law Examination 1997-10-27
  • S66 Uniform Combined State Law Examination
    2018-07-02
  • S63 Uniform Securities Agent State Law Examination
    1997-10-27

View on SEC IAPD

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