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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-30
UT RA APPROVED 2023-01-13
  • TX RA
    APPROVED_RES
    Since 2025-10-30
  • UT RA
    APPROVED
    Since 2023-01-13

Branch Locations

95 State Street Suite 2210, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Salomon Smith Barney Inc. Salt Lake City UT 08/1997 08/2022
Berkshire Hathaway Home Services Utah Properties Park City UT 09/2017 08/2022
Park City School District Park City UT 08/2019 06/2020
Weileman School Of Discovery Park City UT 06/2018 08/2018
All Seasons Resort Park City UT 06/2019 11/2019
On Your Marks Park City UT 03/2019 06/2019
Xplore Park City UT 04/2019 03/2020
Ubs Financial Services Inc Salt Lake City UT 08/2022 Present
  • 08/1997 → 08/2022
    Salomon Smith Barney Inc.
    Salt Lake City, UT
  • 09/2017 → 08/2022
    Berkshire Hathaway Home Services Utah Properties
    Park City, UT
  • 08/2019 → 06/2020
    Park City School District
    Park City, UT
  • 06/2018 → 08/2018
    Weileman School Of Discovery
    Park City, UT
  • 06/2019 → 11/2019
    All Seasons Resort
    Park City, UT
  • 03/2019 → 06/2019
    On Your Marks
    Park City, UT
  • 04/2019 → 03/2020
    Xplore
    Park City, UT
  • 08/2022 → Present
    Salt Lake City, UT
Previous Registrations
Other Businesses

Owner of Susan Hanney, LLC for personal real estate purchases and sales. Address is 395 E. Saddle Drive, Midway, UT 84049. I am the owner, no business conducted other than for myself and done outside any business hours. Zero to 5 hours per month. Organize Park City, This is a professional organizing business I set up prior to being hired at UBS. It entails organizing closets, pantries, etc. It is solely part-time, an occasional weekend activity, Proprietor / owner, Professional organizing for residences, start date-4/24/2023, MidwayUtahUnited States84049

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-12
S65 Uniform Investment Adviser Law Examination 1997-11-24
S63 Uniform Securities Agent State Law Examination 1997-10-28
  • S66 Uniform Combined State Law Examination
    2023-01-12
  • S65 Uniform Investment Adviser Law Examination
    1997-11-24
  • S63 Uniform Securities Agent State Law Examination
    1997-10-28
Other Names
  • Susan Diane Hanney
  • Suzy Hanney
  • Susan Hanney-Wallis

View on SEC IAPD

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