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Marcus Slowikowski Alexander

LPl Financial LLC

Newport Beach, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-08
TX RA APPROVED_RES 2025-01-08
  • CA RA
    APPROVED
    Since 2025-01-08
  • TX RA
    APPROVED_RES
    Since 2025-01-08

Branch Locations

620 Newport Center Dr, Ste 280, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Boston MA 06/2008 01/2025
Bank Of America,Na Boston MA 11/2009 01/2025
Lpl Financial Llc Newport Beach CA 01/2025 Present
  • 06/2008 → 01/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Boston, MA
  • 11/2009 → 01/2025
    Bank Of America,Na
    Boston, MA
  • 01/2025 → Present
    Lpl Financial Llc
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-17
S63 Uniform Securities Agent State Law Examination 1997-10-29
  • S65 Uniform Investment Adviser Law Examination
    2016-11-17
  • S63 Uniform Securities Agent State Law Examination
    1997-10-29
Other Names
  • Marcus Alexander Slowikowski
  • Marcus Slowikowski Alexander
  • Marcus Slowikowski Alexander

View on SEC IAPD

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