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Current Employers
Verity Asset Management

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-20
NY RA APPROVED 2021-03-30
  • TX RA
    APPROVED_RES
    Since 2022-10-20
  • NY RA
    APPROVED
    Since 2021-03-30

Branch Locations

3075 Veterans Memorial Hwy Ste 130, Ronkonkoma, NY 11779-7600 • United States

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Workmen's Benefit Fund Hicksville NY 08/1991 Present
Richard Cecchi Cpa West Babylon NY 01/2008 Present
Planmember Securities Corporation Carpinteria CA 11/2014 08/2020
Mutual Inc. Farmingville NY 11/2014 08/2020
Verity Investments, Inc. Durham NC 08/2020 11/2025
Verity Asset Management Ronkokoma NY 08/2020 Present
Brindisi & Cecchi Babylon NY 10/2017 Present
Verity Financial Ronkonkoma NY 08/2020 Present
The Leaders Group Dba Simplicity Investments Summit NJ 11/2025 Present
  • 08/1991 → Present
    Workmen's Benefit Fund
    Hicksville, NY
  • 01/2008 → Present
    Richard Cecchi Cpa
    West Babylon, NY
  • 11/2014 → 08/2020
    Planmember Securities Corporation
    Carpinteria, CA
  • 11/2014 → 08/2020
    Mutual Inc.
    Farmingville, NY
  • 08/2020 → 11/2025
    Verity Investments, Inc.
    Durham, NC
  • 08/2020 → Present
    Ronkokoma, NY
  • 10/2017 → Present
    Brindisi & Cecchi
    Babylon, NY
  • 08/2020 → Present
    Verity Financial
    Ronkonkoma, NY
  • 11/2025 → Present
    The Leaders Group Dba Simplicity Investments
    Summit, NJ
Other Businesses

1.) BRINDISI & CECCHI CPA PC - 10/6/2017 - 399 Conklin Street, Farmingdale, NY 11735- Owner, CPA Practice, Not Invt Rel, CPA business, 260 hrs/mo; 12 hrs/mo (during trading hours). 2.) RICHARD CECCHI CPA - 11/7/2009 - 399 Conklin Street, Farmingdale, NY 11735 - Owner, CPA, Not Invt Rel, CPA business, 260 hrs/mo; 12 hrs/mo (during trading hours). 3.) VERITY ASSET MGMT - 8/1/2020 - 3075 Veterans Memorial Hwy, Suite 130, Ronkonkoma, NY 11779 - IAR, Advisory Services, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours). 4.) VERITY FINANCIAL - 8/1/2020 - 3075 Veterans Memorial Hwy, Suite 130, Ronkonkoma, NY 11779 - Agent, Independent Contractor, Not Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 5.) WORKMEN'S BENEFIT FUND OF THE USA - 8/7/25 - 24 Christopher Court, Babylon, NY 11702 - National Secretary/Treasurer, Management, Not Invt Rel, Fraternal Insurance Company, 152 hrs/mo; 12 hrs/mo (during trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-15
  • S63 Uniform Securities Agent State Law Examination
    1997-12-15

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