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280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-20 |
| NY | RA | APPROVED | 2021-03-30 |
Branch Locations
3075 Veterans Memorial Hwy Ste 130, Ronkonkoma, NY 11779-7600 • United States
280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Workmen's Benefit Fund | Hicksville | NY | 08/1991 | Present |
| Richard Cecchi Cpa | West Babylon | NY | 01/2008 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 11/2014 | 08/2020 |
| Mutual Inc. | Farmingville | NY | 11/2014 | 08/2020 |
| Verity Investments, Inc. | Durham | NC | 08/2020 | 11/2025 |
| Verity Asset Management | Ronkokoma | NY | 08/2020 | Present |
| Brindisi & Cecchi | Babylon | NY | 10/2017 | Present |
| Verity Financial | Ronkonkoma | NY | 08/2020 | Present |
| The Leaders Group Dba Simplicity Investments | Summit | NJ | 11/2025 | Present |
1.) BRINDISI & CECCHI CPA PC - 10/6/2017 - 399 Conklin Street, Farmingdale, NY 11735- Owner, CPA Practice, Not Invt Rel, CPA business, 260 hrs/mo; 12 hrs/mo (during trading hours). 2.) RICHARD CECCHI CPA - 11/7/2009 - 399 Conklin Street, Farmingdale, NY 11735 - Owner, CPA, Not Invt Rel, CPA business, 260 hrs/mo; 12 hrs/mo (during trading hours). 3.) VERITY ASSET MGMT - 8/1/2020 - 3075 Veterans Memorial Hwy, Suite 130, Ronkonkoma, NY 11779 - IAR, Advisory Services, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours). 4.) VERITY FINANCIAL - 8/1/2020 - 3075 Veterans Memorial Hwy, Suite 130, Ronkonkoma, NY 11779 - Agent, Independent Contractor, Not Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 5.) WORKMEN'S BENEFIT FUND OF THE USA - 8/7/25 - 24 Christopher Court, Babylon, NY 11702 - National Secretary/Treasurer, Management, Not Invt Rel, Fraternal Insurance Company, 152 hrs/mo; 12 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-12-15 |
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