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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| IN | RA | APPROVED | 2004-01-02 |
| WI | RA | APPROVED | 2003-01-02 |
Branch Locations
10 E. Doty Street, Ste 1000, Madison, WI 53703 • United States
Middleton, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Madison | WI | 03/2006 | Present |
| City National Bank | Madison | WI | 01/2018 | Present |
(1) COMMERCE PARKWAY 515 LLC; ADDRESS: 515 COMMERCE PARKWAY VERONA, WI 53593; BUSINESS DESCRIPTION: REAL ESTATE INVESTMENT; NOT INVESTMENT RELATED; START DATE: 03/01/2016; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) SECOND HARVEST FOODBANK OF SOUTHERN WISCONSIN; ADDRESS: 2802 DAIRY DRIVE MADISON, WI 53718; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 06/17/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: ASSIST IN THE GOVERNANCE OF THE ORGANIZATION; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) TRI 4 SCHOOLS; ADDRESS: 937 JENNA DR VERONA, WI 53593; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 11/16/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: ADVISE THE ORGANIZATION TO ENSURE MISSION FOCUSED PROGRAMMING; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0; (4) NORMAN RENTAL PROPERTY; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 11/16/2017; CAPACITY: OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-20 |
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