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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2004-07-09
  • FL RA
    APPROVED
    Since 2004-07-09

Branch Locations

1408 Se 17Th Avenue, Cape Coral, FL 33990 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Victor J. Mazzella, Cpa, Pa Cape Coral FL 05/1987 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2004 Present
Victor J. Mazzella Financial Services Cape Coral FL 01/2004 Present
  • 05/1987 → Present
    Victor J. Mazzella, Cpa, Pa
    Cape Coral, FL
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2004 → Present
    Schaumburg, IL
  • 01/2004 → Present
    Victor J. Mazzella Financial Services
    Cape Coral, FL
Previous Registrations
  • 2000-02-18 → 2004-10-29
    Genworth Financial Planning Corporation
    Cape Coral, FL
Other Businesses

1) VICTOR J MAZZELLA, CPA, PA; NOT INV REL; SAME AS REGISTERED ADDRESS; ACCOUNTING AND TAX PRACTICE; PRESIDENT; START DATE MAY 1987; 35HR/WK DURING TRADING: 2) VICTOR J MAZZELLA FINANCIAL SERVICES; INV REL; CAPE CORAL, FL; FINANCIAL SERVICES; OWNER; START DATE 2004; 24 HRS/MTH: 3) NAME OF OTHER BUSINESS: DUDGEE, INC ; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 11/1986 ; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: MANAGE RENTAL PROPERTY ;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-10-08
  • S63 Uniform Securities Agent State Law Examination
    2008-10-08

View on SEC IAPD

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