Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-20 |
| IN | RA | APPROVED | 2018-06-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | Terre Haute | IN | 04/2009 | 09/2018 |
| First Financial Bank | Terre Haute | IN | 04/2009 | 09/2020 |
| Ameriprise Financial Services, Inc | Terre Haute | IN | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Terre Haute | IN | 03/2020 | Present |
Business Ownership; srm corp; financial advisory practice; Financial Advise. based on the fact that I work through the independent channel for Ameriprise I want to establish this S corp to manage my financial advisory practice.; 2335 E. Margaret Dr., , Terre Haute, IN, 47802; Investment-Related; 01/27/2022; 60 hours per month; 60 during trading hours. Outside Employment; SRM Corp; Owner - establish this S corp to manage my financial advisory practice.; Manage advisory business; 2335 E. Margaret Dr., , Terre Haute, IN, 47802; Investment-Related; 01/27/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-25 |
Reach out to this advisor