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130 Middle Street 2Nd Floor, Portland, ME 04101-7104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-29 |
| ME | RA | APPROVED | 2012-05-25 |
Branch Locations
130 Middle Street 2Nd Floor, Portland, ME 04101-7104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Old Port Advisors, Inc | Portland | ME | 05/2012 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Portland | ME | 05/2012 | 07/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-10-07 |
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