Alison Leslie Lewis

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 04/2022
  Davenport & Company Llc
  Richmond, VA
• 04/2022 → Present
  Raymond James & Associates
  Richmond, VA
• 10/2012 → Present
  Finra
  Mechanicsville, VA

Previous Registrations

• 2015-09-16 → 2022-04-04
  Davenport & Company Llc
  Richmond, VA
• 2013-01-02 → 2015-09-16
  Bb&T Securities, Llc
  Richmond, VA
• 2001-09-21 → 2013-01-02
  Scott & Stringfellow, Llc
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA

Other Businesses

(1)Name of Business: ALL-In Luxury Resale & Consignment Address: 9424 Seayfield Ln, Mechanicsville, VA, 23116, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/10/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be the owner of an online consignment shop. I will upload inventory to the website and handle any sales. This is just a side activity for fun and a little extra cash doing something I love. (2)Name of Business: FINRA Address: 9424 Seayfield Ln, Mechanicsville, VA, 23116, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 10/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: At FINRA's request I would serve as an arbitrator on a case. It would be located in a conference room somewhere in a city close to my home. I will enter my home address as the location.

Exams

• S66 Uniform Combined State Law Examination
  2001-09-04
• S63 Uniform Securities Agent State Law Examination
  1998-11-21

Other Names

• Alison Rhea Leslie
• Alison Rhea Leslie
• Alison Leslie Lewis