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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-04-21
  • VA RA
    APPROVED
    Since 2022-04-21

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Mechanicsville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Davenport & Company Llc Richmond VA 09/2015 04/2022
Raymond James & Associates Richmond VA 04/2022 Present
Finra Mechanicsville VA 10/2012 Present
  • 09/2015 → 04/2022
    Richmond, VA
  • 04/2022 → Present
    Raymond James & Associates
    Richmond, VA
  • 10/2012 → Present
    Finra
    Mechanicsville, VA
Previous Registrations
  • 2015-09-16 → 2022-04-04
    Richmond, VA
  • 2013-01-02 → 2015-09-16
    Bb&T Securities, Llc
    Richmond, VA
  • 2001-09-21 → 2013-01-02
    Scott & Stringfellow, Llc
    Richmond, VA
    Richmond, VA
    Richmond, VA
    Richmond, VA
Other Businesses

(1)Name of Business: ALL-In Luxury Resale & Consignment Address: 9424 Seayfield Ln, Mechanicsville, VA, 23116, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/10/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be the owner of an online consignment shop. I will upload inventory to the website and handle any sales. This is just a side activity for fun and a little extra cash doing something I love. (2)Name of Business: FINRA Address: 9424 Seayfield Ln, Mechanicsville, VA, 23116, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 10/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: At FINRA's request I would serve as an arbitrator on a case. It would be located in a conference room somewhere in a city close to my home. I will enter my home address as the location.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-04
S63 Uniform Securities Agent State Law Examination 1998-11-21
  • S66 Uniform Combined State Law Examination
    2001-09-04
  • S63 Uniform Securities Agent State Law Examination
    1998-11-21
Other Names
  • Alison Rhea Leslie
  • Alison Rhea Leslie
  • Alison Leslie Lewis

View on SEC IAPD

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