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David William Lewis

Lewis Asset Management

Lafayette, CA

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Current Employers
Lewis Asset Management

985 Moraga Rd. Suite 207, Lafayette, CA 94549 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-08-03
FL RA APPROVED 2018-07-30
TX RA APPROVED 2012-08-29
PA RA APPROVED 2011-11-18
VA RA APPROVED 2011-11-18
CA RA APPROVED 2007-05-01
  • NJ RA
    APPROVED
    Since 2018-08-03
  • FL RA
    APPROVED
    Since 2018-07-30
  • TX RA
    APPROVED
    Since 2012-08-29
  • PA RA
    APPROVED
    Since 2011-11-18
  • VA RA
    APPROVED
    Since 2011-11-18
  • CA RA
    APPROVED
    Since 2007-05-01

Branch Locations

985 Moraga Rd. Suite 207, Lafayette, CA 94549 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lewis Asset Management Lafayette CA 04/2007 Present
Previous Registrations
Other Businesses

INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-11
S63 Uniform Securities Agent State Law Examination 1997-10-15
  • S65 Uniform Investment Adviser Law Examination
    2001-09-11
  • S63 Uniform Securities Agent State Law Examination
    1997-10-15
Other Names
  • David W Lewis
  • David William Lewis
  • David Lewis

View on SEC IAPD

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GARNER FINANCIAL MANAGEMENT · LAFAYETTE, CA
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