Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-23
MD RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
VA RA APPROVED 2009-06-01
WV RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2022-03-23
  • MD RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01
  • VA RA
    APPROVED
    Since 2009-06-01
  • WV RA
    APPROVED
    Since 2009-06-01

Branch Locations

1650 Tysons Boulevard Suite 1000, Mclean, VA 22102 • United States

Bradenton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Vienna VA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Vienna, VA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Vienna, VA
  • 1999-02-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Vienna, VA
    Vienna, VA
Other Businesses

1. MJT PARTNERS LLC PARTNER** 2. Private Company;Corolla Conch Out, LLC;As of 05/2013;During business hours 0;After business hours 5. 3.Red Cedar West HOA; Investment related: No; Leesburg, Virginia; Home Owners Association; Vice President(proprietor, partner, officer, director, employee, trustee, agent); Oct 2017; During business hours: 0; After business hours: 2; Vice President. Assist President in reviewing rules/enforcement of HOA bylaws. *503259 - 6&OUT LLC; Investment related - Yes; Leesburg, Virginia; Real Estate; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 05/2022; During business hours: 1; After business hours: 4; Property Management *532567 - King Loudoun Holdings, LLC; Investment related: Yes; Leesburg, Virginia; Real Estate, Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2022; During business hours: 1; After business hours: 4; Administrative, Property Management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-24
S63 Uniform Securities Agent State Law Examination 1997-09-16
  • S65 Uniform Investment Adviser Law Examination
    1998-11-24
  • S63 Uniform Securities Agent State Law Examination
    1997-09-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mclean, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor