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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Church Street Financial Services | Livinston | TX | 09/1999 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.FIXED INSURANCE AGENT 2.REAL ESTATE, RENTAL PROPERTY, PO BOX DRAWER 2199 LIVINGSTON TX 77351, START 1993, RENTS RESIDENTIAL AND COMMERCIAL PROPERTY, 5HR/WK 3.PEDIGO FURNITURE INC, NOT INVESTMENT RELATED , 3785 US HWY 190 W LIVINGSTON TX 77851, RETAIL, START 01/01/2008, START 01/01/2008, BOARD MEMBER 2HR/MO 4. TBL INSURANCE AGENCY, INC. DBA CHURCH ST FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: EMPLOYEE & BOARD MEMBER START DATE: 1/1997 APX NUMBER OF HOURS PER WEEK: 30 MINUTES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR, INSURANCE AGENT, PRESIDENT, AND BOARD MEMBER 5. EXECUTOR FOR THE ESTATE OF E. JOE PEDIGO, NOT INVESTMENT RELATED, ADDRESS IS THE RESIDENTIAL LOCATION, EXECUTOR FOR GRANDFATHER'S ESTATE, START OCTOBER 2014, 1 HOUR PER WEEK - VARIES DURING TRADING HOURS, MANAGE AFFAIRS AND SETTLE ESTATE. 6. POLK COUNTY HIGHER EDUCATION & & TECHNOLOGY FOUNDATION, NOT INVESTMENT RELATED, 1015 US 59 LOOP NORTH, LIVINGSTON, TX 77351, FOUNDATION MANAGING COMMUNITY COLLEGE AND COMMERCE CENTER, START OCTOBER 2014, 1 HOUR PER WEEK - NOT DURING TRADING HOURS, BOARD MEMBER - CHAIRMAN. 7. ACT HOLDINGS LLC, NOT INVESTMENT RELATED, 571 STATE PARK ROAD 56, LIVINGSTON, TX 77351, ECONOMIC DEVELOPMENT FOR TRIBAL COMMUNITY OF THE ALABAMA-COUSHATTA TRIBE OF TEXAS, START DECEMBER 2014, 1 HOUR PER WEEK - NOT DURING TRADING HOURS, BOARD MEMBER. 8.FNB CO. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK POSITION/TITLE/RELATIONSHIP: BOARD MEMBER START DATE: 2/2012 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PROVIDE OVERSIGHT AND DIRECTION TO BUSINESS 9- C-J PEDIGO INVESTMENTS, LLC, NOT INVESTMENT RELATED, 3785 US HWY 190 W LIVINGSTON TX 77851, REAL ESTATE, STARTED 1/2008, BOARD MEMBER, 10. NAME OF OTHER BUSINESS: CCK CAPITAL HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: REAL ESTATE ; START DATE: 3/2021 ; POSITION/TITLE/RELATIONSHIP: GENERAL MANAGER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: COMMERCIAL AND RESIDENTIAL REAL ESTATE AND TIMBER MANAGEMENT ; 11. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 01/1997; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 12. NAME OF OTHER BUSINESS: TRUSTEE FOR TRUST ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUST; START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TRUSTEE OF TRUST; 13. NAME OF OTHER BUSINESS: THE RETREAT LIVING LLC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: SUBDIVISION DEVELOPMENT; START DATE: 8/2022; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SUBDIVISION DEVELOPMENT ; 14: NAME OF OTHER BUSINESS: CITY OF LIVINGSTON, INVESTMENT RELATED: NO, ADDRESS: 200 W CHURCH ST, LIVINGSTON, TX 77351, NATURE OF BUSINESS: CITY GOVERNMENT, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: COUNCILMAN, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CITY OVERSIGHT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-03 |
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