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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

2123 Us Hwy 190W, Livingston, TX 77351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brookshire Brothers Pharmacy Livingston TX 06/2018 02/2019
Stephen F. Austin State University Nacogdoches TX 01/2019 05/2020
Stephen F. Austin State University Nacogdoches TX 09/2019 05/2020
Stephen F. Austin State University Nacogdoches TX 08/2017 06/2020
Big Sandy Isd Dallardsville TX 08/2004 06/2017
Church Street Financial Services Livingston TX 05/2019 Present
Unemployed Dallardsville TX 06/2017 08/2017
Cetera Advisors Llc Denver CO 11/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/2018 → 02/2019
    Brookshire Brothers Pharmacy
    Livingston, TX
  • 01/2019 → 05/2020
    Stephen F. Austin State University
    Nacogdoches, TX
  • 09/2019 → 05/2020
    Stephen F. Austin State University
    Nacogdoches, TX
  • 08/2017 → 06/2020
    Stephen F. Austin State University
    Nacogdoches, TX
  • 08/2004 → 06/2017
    Big Sandy Isd
    Dallardsville, TX
  • 05/2019 → Present
    Church Street Financial Services
    Livingston, TX
  • 06/2017 → 08/2017
    Unemployed
    Dallardsville, TX
  • 11/2020 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1) NAME OF OTHER BUSINESS: REV INVESTMENT RELATED: NO ; ADDRESS: 1717 W. 6TH ST, STE 310, AUSTIN, TX 78703 NATURE OF BUSINESS: TRANSCRIPTING ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: FREELANCE TRANSCRIBER ; APX NUMBER OF HOURS PER WEEK: 5-10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5-10 ; BRIEF DESCRIPTION OF DUTIES: CLAIMING PROJECTS AND RESPONSIBLE FOR CREATING THE SUBTITLES TO THE VIDEO AND/ OR CLIP ; 2. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY SERVICES; START DATE: 7/2020; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-07
  • S66 Uniform Combined State Law Examination
    2021-05-07
Other Names
  • Kelsey Brianne Moore

View on SEC IAPD

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