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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-28 |
| TX | RA | APPROVED_RES | 2025-01-02 |
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Henderson | KY | 08/1997 | Present |
| Robert W. Baird & Co. Incorporated | Henderson | KY | 10/2019 | Present |
ISI FARMS, SOLE OWNER, 10 ACRE CROP AND RENTAL HOME, START DATE 05/01/2019, 2279 COTTINGHAM PRATT ROAD, SEBREE, KY 42420, 4 HRS/MO, 0 HRS/MO TRADING. Name/Address: +1 Movement, LLC / 7898 Westbury Ct, Henderson, KY 42420 Start Date: 12/01/23 Hours Spent: 0-4 hours/month Hours Spent During Trading: 0-3 hours/month Role/Responsibility: motivational speaking at churches, organizations, and mostly college sports teams Non Investment Related Name/Address: DQ Holdings LLC 7898 Westbury Ct Henderson KY 42420 Start Date: 1/1/21 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-5 hours/month Role/Responsibility: LLC Owner/Member; Recreation property Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-06 |
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