David M Upshaw

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-03-06
TN	RA	APPROVED	2006-10-03

TX RA
APPROVED_RES

Since 2019-03-06
TN RA
APPROVED

Since 2006-10-03

Branch Locations

330 Franklin Road Suite 114, Brentwood, TN 37027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Brentwood	TN	06/1997	Present

06/1997 → Present

Edward D. Jones & Co., L.P.

Brentwood, TN

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-10-17

S63 Uniform Securities Agent State Law Examination

1997-10-17

Designations

Other Names

David Michael Upshaw

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews